JP Morgan Chase FINRA Discipline Alert! From January 2019 to July 2022, the firm’s financial risk management controls and supervisory procedures were not reasonably designed to prevent certain erroneous orders that exceeded appropriate price or size parameters. Punishment? A $750k fine & censure. May 23, 2023 10:03 am
New European Union battles starting: EU Parliament may censure Hungary, Poland, for internal political issues! September 21, 2018 8:03 amSeptember 20, 2018 11:44 am