SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Investment Professionals

by Eazy_DuzIt www.sec.gov/news/press-release/2018-68 Washington D.C., April 18, 2018 — The Securities and Exchange Commission today voted to propose a package of rulemakings and interpretations designed to enhance the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving … Read more