Significant Activist Hedge Fund Activity (Last 7 Days)

by badpauly

These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

There is always a lot of interest in insider trades, but what a lot of people probably don’t realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

DateFormCompanyInvestorSharesOwnershipChange
08‑1013DJT / Jianpu Technology Inc.Sequoia Capital China Growth Fund Iii, L.p.62,337,38119.6%
08‑1013DHMNY / Helios and Matheson Analytics Inc.Devanur Giri335,000%
08‑1013DPAR / Par Technology Corp.ADW Capital Partners, L.P.1,623,00010.1%0.00
08‑1013DMGY / Magnolia Oil & Gas CorpEnervest, Ltd.115,730,35849.8%
08‑1013DMIFI / Novatel Wireless, Inc.Golden Harbor Ltd.9,046,50012.5%
08‑1013DORNC / Oranco, Inc.Lok Tan Ying7,258,85098.75%
08‑1013DBNKL / Bionik Laboratories Corp.Sfp Capital25,402,2366.49%
08‑0913DADMA / ADMA Biologics IncBiotest Divestiture Trust10,109,53421.8%
08‑0913DCPB / Campbell Soup Co.Strawbridge George Jr8,323,6692.8%
08‑0913DCPB / Campbell Soup Co.Third Point LLC17,000,0005.65%
08‑0913DRDWR / RADWARE Ltd.Zisapel Roy2,179,3124.69%
08‑0913DMDGS / Medigus Ltd.L.i.a. Pure Capital Ltd217,6967.2%
08‑0813DBPSR / Biotech Products Services and Research, Inc.Management & Business Associates Inc222,425,07351.45%
08‑0813DTYYG / TYG Solutions Corp.General Hemp LLC6,817,0679.8%
08‑0813DMBOT / Microbot Medical IncAlliance Investment Management Ltd2,395,4955.69%
08‑0813DKBSFU / KBS Fashion Group LimitedAlliance Investment Management Ltd195,4888.61%
08‑0813DNLLN / NL ONE CORPORATIONMoscicki Stephen94,491,04165.0%
08‑0813DNLLN / NL ONE CORPORATIONWinduss David94,491,04165.0%
08‑0813DTYYG / TYG Solutions Corp.Cross & Co2,030,0002.9%
08‑0813DTYYG / TYG Solutions Corp.Arabia James R2,030,0002.9%
08‑0713DIMXI / International Money Express, Inc.Spc Intermex, Lp21,431,65358.9%
08‑0713DTYYG / TYG Solutions Corp.Petkanas Dean22,191,72131.7%
08‑0713DOIBR / Oi S.A.Solus Alternative Asset Management LP171,284,5607.97%-17.75
08‑0713DGAMR / FactorShares Trust PureFunds Video Game Tech ETFDJ Fund Investments, LLC – Series E2,244,1048.59%-11.26
08‑0713DTYYG / TYG Solutions Corp.Kikis Thomas Evangelos5,454,1257.8%
08‑0713DTYYG / TYG Solutions Corp.Medical Marijuana Inc20,342,07629.1%
08‑0713DTAX / Liberty Tax, Inc.B. Riley Financial, Inc.3,085,78722.01%
08‑0613DLBCC / Long Blockchain Corp.Stranberg Andrew4,288,79923.6%
08‑0613DTCC / Trammell Crow Co.BABSON CAPITAL MANAGEMENT LLC8,529,91715.2%
08‑0613DLQDA / Liquidia Technologies IncNew Enterprise Associates 12, Limited Partnership2,525,57216.7%
08‑0613DREPR / Repro Med Systems, Inc.Sealfon Andrew I8,127,25021.36%
08‑0613DGLACU / Greenland Acquisition Corp.Greenland Asset Management Corp1,360,00023.5%
08‑0613DJT / Jianpu Technology Inc.Daqing Ye34,031,4218.1%
08‑0613DJT / Jianpu Technology Inc.Lu Jiayan29,515,2357.0%
08‑0613DOIBR.C / Oi S.A.GOLDENTREE ASSET MANAGEMENT LP201,823,1909.4%
08‑0613DPDD / Pinduoduo Inc.Tencent Holdings Ltd786,466,68833.4%
08‑0613DSVU / Supervalu, Inc.Magnetar Financial LLC2,530,3596.55%

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

DateFormCompanyInvestorSharesOwnershipChange
08‑1013D/AMIFI / Novatel Wireless, Inc.North Sound Trading, LP7,525,50010.4%
08‑1013D/ARYTM / Rhythm Pharmaceuticals, Inc.ORBIMED ADVISORS LLC1,629,7004.76%-21.97
08‑1013D/AJONE / Jones Energy, Inc.FIR TREE INC.5,683,6235.8%-18.99
08‑1013D/AANDV / Andeavor Corp.TESORO CORP /NEW/886,248,52163.6%
08‑1013D/AMEDP / Medpace Holdings, Inc.Cinven Capital Management (V) General Partner Ltd5,224,99714.7%-49.83
08‑1013D/AWPZ / Access Midstream Partners, L.PWILLIAMS COMPANIES INC00.0%-100.00
08‑1013D/ASMLR / Semler Scientific, Inc.GPG SSF Investment200,4733.3%-42.11
08‑1013D/ASTAA / Staar Surgical Co.Broadwood Partners LP10,881,07924.8%-8.15
08‑0913D/ASTYA / Satya Worldwide Inc.NUVOLARI LTD00.0%-100.00
08‑0913D/AGCP / GCP Applied Technologies Inc.40 North Management LLC8,041,97411.2%12.00
08‑0913D/AAWI / Armstrong World Industries, Inc.VA Partners I, LLC5,354,91010.4%-19.38
08‑0913D/ALORL / Loral Space & Communications, Inc.GAMCO INVESTORS, INC. ET AL845,5983.95%15.84
08‑0913D/ABNKL / Bionik Laboratories Corp.Gaston-dreyfus Remi147,429,90936.76%5.57
08‑0913D/ACMT / Core Molding Technologies, Inc.GAMCO INVESTORS, INC. ET AL344,5004.38%10.61
08‑0913D/ATAX / Liberty Tax, Inc.Vintage Capital Management LLC2,075,15114.8%-11.38
08‑0913D/AOPGN / OpGen, Inc.Merck Global Health Innovation Fund, LLC491,9277.8%
08‑0913D/AREN / Resolute Energy CorporationKemc Fund Iv Gp, Llc2,000,2068.6%26.47
08‑0913D/ACHKE / Cherokee, Inc.Cove Street Capital, LLC4,409,67628.2%27.60
08‑0813D/ASTKS / ONE Group Hospitality, Inc.Philotimo Fund, LP5,194,59018.6%7.51
08‑0813D/ABDSI / BioDelivery Sciences International, Inc.Broadfin Capital, LLC5,923,3259.98%38.61
08‑0813D/AUSM / United States Cellular Corp.GAMCO INVESTORS, INC. ET AL2,639,0415.02%-15.20
08‑0813D/AWOW / WideOpenWest, Inc.Crestview Partners Iii Gp, L.p.28,819,28733.8%7.99
08‑0713D/AMEDP / Medpace Holdings, Inc.Troendle August J.9,635,46627.1%5.86
08‑0713D/ASKY / Skyline Corp.Centerbridge Capital Partners L P10,893,88219.4%-21.77
08‑0713D/ABATRA / Liberty Media CorporationGAMCO INVESTORS, INC. ET AL1,201,16311.73%7.91
08‑0713D/ARRTS / Roadrunner Transportation Systems, Inc.Elliott Associates, L.P.2,509,2366.5%10.17
08‑0713D/ABAS / Basis Energy Services, Inc.Ascribe Capital LLC3,907,53614.8%6.47
08‑0713D/APETX / Aratana Therapeutics, Inc.Engaged Capital LLC3,242,3126.8%33.33
08‑0713D/ASKY / Skyline Corp.BAIN CAPITAL CREDIT MEMBER, LLC11,007,37919.6%-20.65
08‑0713D/ASKY / Skyline Corp.MAK CAPITAL ONE LLC10,829,51819.3%-20.58
08‑0713D/ALBCC / Long Blockchain Corp.Cullen Inc Holdings Ltd.939,3576.7%
08‑0713D/AEVGI / Evergreen International Corp.Houtkin Brad00.0%
08‑0713D/AEVGI / Evergreen International Corp.Houtkin Sherry00.0%
08‑0713D/AEVGI / Evergreen International Corp.Airmont Trust00.0%
08‑0613D/AMIC / Macquarie Infrastructure Company LLCMacquarie Infrastructure Management (USA) INC10,986,52712.87%11.24
08‑0613D/APFSI / PennyMac Financial Services, Inc.BlackRock Inc.16,030,39941.2%
08‑0613D/ALGL / LGL Group, Inc. (The)Gabelli Marc821,78817.32%43.50
08‑0613D/ARDUS / Radius Health, Inc.BB BIOTECH AG6,372,32214.0%7.69
08‑0613D/ACO / China Cord Blood Corp.Magnum Opus International (PTC) Ltd6,549,3825.4%-38.64

Source: Fintel.io/activists

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