Significant Activist Hedge Fund Activity (Last 7 Days)

by badpauly

These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

There is always a lot of interest in insider trades, but what a lot of people probably don’t realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

DateFormCompanyInvestorSharesOwnershipChange
09‑0713DCBB / Cincinnati Bell, Inc.ARES MANAGEMENT LLC2,667,6925.3%
09‑0713DJMBA / Jamba, Inc.GAMCO INVESTORS, INC. ET AL446,9292.86%
09‑0713DLOAC / Longevity Acquisition CorpWhale Management Corp1,400,00025.8%
09‑0513DVPCO / Healthier Choices Management CorpOllet John7,750,000,00011.91%
09‑0513DPERY / Ellis Perry International, Inc.WATER ISLAND CAPITAL LLC867,6065.468%
09‑0513DDAVE / Famous Dave’s of America, Inc.Philotimo Fund, LP1,491,19716.4%1.86
09‑0513DAPRI / Apricus Biosciences, Inc.Sarissa Capital Management LP1,152,4554.8%
09‑0413DOSPR / Osprey Energy Acquisition Corp.Blackstone Holdings III L.P.35,197,64343.4%
09‑0413DTZACU / Tenzing Acquisition Corp.Tenzing Llc1,924,25023.3%

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

DateFormCompanyInvestorSharesOwnershipChange
09‑0713D/AISIG / Insignia Systems, Inc.Cable Car Capital LLC873,4027.4%-12.94
09‑0713D/AREIS / Reis, Inc.Lynford Lloyd1,349,41211.4%
09‑0713D/ASTDY / SteadyMed Ltd.ORBIMED ADVISORS LLC00.0%-100.00
09‑0713D/ASANW / S&W Seed Co.MFP Investors LLC8,710,01733.6%15.07
09‑0713D/AAVNW / Aviat Networks, Inc.SINGER JULIAN D.2,5840.05%-99.11
09‑0713D/ABWL.A / Bowl America, Inc.Zucker Anita G232,1666.2%19.23
09‑0613D/APAM / Pampa Energia S.A.Pampa Energy Inc.242,667,94711.0%-8.56
09‑0613D/ABKS / Barnes & Noble, Inc.Schottenfeld Opportunities Fund Ii, Lp5,021,6106.9%21.48
09‑0613D/ABCEI / Bonanza Creek Energy, Inc.Mangrove Partners Master Fund, Ltd.1,836,6138.9%12.66
09‑0613D/ASTKS / ONE Group Hospitality, Inc.Argyle Street Management Ltd1,500,0005.32%-8.59
09‑0613D/APHII / PHI, Inc.Alesia Value Fund LLC332,7072.6%-7.14
09‑0513D/AILG / ILG, IncLiberty Interactive Corp00.0%-100.00
09‑0513D/AEACQ / Easterly Acquisition Corp.Easterly Acquisition Sponsor, LLC5,049,50026.3%6.91
09‑0513D/AWFCF / Where Food Comes From, Inc.Yorkmont Capital Partners, LP2,665,21010.74%54.76
09‑0513D/AMZF / Managed Duration Investment Grade Municipal FundWELLS FARGO & COMPANY/MN00.0%-100.00
09‑0413D/APARR / Par Pacific Holdings Inc.WHITEBOX ADVISORS LLC4,020,6328.7%-10.31
09‑0413D/ABBLU / Blue Earth, Inc.Jackson Investment Group, LLC2,074,34938.6%-8.53
09‑0413D/ARIG / Transocean, Inc.Perestroika67,740,289%
09‑0413D/APNRG / PrimeEnergy Corp.AMRACE INC391,4220.0%-100.00
09‑0413D/ARHP / Ryman Hospitality Properties, Inc.GAMCO INVESTORS, INC. ET AL3,046,5575.94%-10.00
09‑0413D/AGHL / Greenhill & Co., Inc.GREENHILL ROBERT F2,091,4939.8%11.36
09‑0413D/AEQFN / Equitable Financial Corp.ELKHORN PARTNERS LIMITED PARTNERSHIP326,406%
09‑0413D/AUHN / United States Diesel Heating Oil FundCounsel Portfolio Services Inc.00.0%-100.00
09‑0413D/AESND / Essendant Inc.Staples Inc4,203,63111.15%
09‑0413D/ANTFU / Nutrafuels, Inc.Ward Edgar23,675,07426.39%-9.90
09‑0413D/APRVB / Provention Bio, Inc.Mdb Capital Group Llc190,450,3125.06%15.00

Source: Fintel.io/activists

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