SEC fined JGP Global (Brazilian Put company, ext of Citadel), 3M in 2011 for colluding with a broker/underwriter to short a company on two different occasions during a restricted period. HMMMMMM.

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by GangGangBet

See also  Slowing US and Global Growth; Credit Risks in Focus

www.sec.gov/litigation/admin/2013/34-70415.pdf

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