SEC Alert! SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel January 31, 2023 9:45 pm
FINRA Alert! Short Interest – What It Is, What It Is Not. In post, FINRA calls out how some websites might be redistributing the Short Sale Volume Daily File and refer to the data as “short interest,” incorrectly. January 30, 2023 9:56 pm
SEC Alert! SEC proposing new rules (386 pages) relating to a broker-dealer’s duty of best execution. Enhances the existing regulatory framework calling for more robust policies and procedures for broker-dealers engaging in certain conflicted transactions with retail customers. January 26, 2023 9:35 pm
Some Clips of WEF 2023 (Spoiler Alert: the Future Sucks) January 21, 2023 4:56 pmJanuary 20, 2023 8:24 pm
Inflation Alert! Inflation in services (where nearly 2/3 of consumer spending goes) jumped +0.6% month-to-month and 7.5% year-over-year to a 40 year high. Inflation is NOT slowing down and data shows it is becoming entrenched in services, where the bulk of money is spent. January 12, 2023 9:57 pm
Federal Reserve Alert! Federal Reserve Board announces the designation of the Chairs and Deputy Chairs of the 12 Federal Reserve Banks for 2023 January 10, 2023 9:30 pm
Inflation Alert! Fed Governor Michelle W Bowman: ‘once we achieve a sufficiently restrictive federal funds rate, it will need to remain at that level for some time’ ‘It is likely that as a part of this process, labor markets will soften somewhat before we bring inflation back to our 2 percent goal.’ January 10, 2023 8:13 pm
Alert! Major storm in California could dump one FOOT of rain! experts warning of an “atmospheric river!” January 4, 2023 12:26 pm
U.S. Economic Calendar Alert! Dates for the 2023 CPI Releases and FOMC Meetings January 3, 2023 6:59 pm
FDIC Alert! FDIC Quarterly Banking Profile for the 3rd quarter: Number and Assets of Banks on the “Problem Bank List”. FDIC Problem Bank List is a confidential list, published by FDIC every quarter, of U.S. banks and thrifts that are on the brink of financial insolvency December 31, 2022 7:28 pmDecember 30, 2022 2:55 pm
Federal Reserve and FDIC Alert! The agencies identified two deficiencies in the 2021 plan submission of Credit Suisse AG, which pertain to resolution planning cash flow forecasting capabilities and governance for their U.S. operations. December 30, 2022 2:37 pm
ALERT: Trend is still bearish. Indicators are pointing to full capitulation event. Bad news should come soon $BTC 12k $ETH 600-650 $BNB 40-45 #Altcons 50-70% potential drop This looks like the test dump. Real dump is yet to come. Stay safe, things could get very ugly. December 28, 2022 6:11 pm
Office of Financial Research Alert! OFR finds Hedge Fund Activities Can Influence the U.S. Treasury Yield Curve. December 27, 2022 8:04 pm
FTX ALERT! Caroline Elisson’s guilty plea is REDACTED in the section about securities fraud December 22, 2022 7:18 pm
FICC – MBS Alert! Capped Contingency Liquidity Facility (“CCLF®”) Reset Reminder and Adjustable Percentage Update FICC will change the adjustable percentage from 80% to 90% for purposes of calculating the Defined Capped Liquidity Amount December 22, 2022 11:49 am
SEC Alert! SEC Charges Financial Services Professional and Associate in $47 Million Front-Running Scheme December 14, 2022 10:31 pm
