FINRA Alert! Short Interest – What It Is, What It Is Not. In post, FINRA calls out how some websites might be redistributing the Short Sale Volume Daily File and refer to the data as “short interest,” incorrectly. January 30, 2023 9:56 pm
FINRA Fines BofA Securities, Inc. $5 Million for Large Options Position Reporting Failures. September 13, 2022 12:31 pm
FINRA Alert! Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 to Enhance TRACE Reporting Obligations for U.S. Treasury Securities. May 28, 2022 11:42 am
Sberbank, Gazprom, and Lukoil websites are blocked. FINRA halts trading in $SBRCY, $OGZPY, and $LUKOY, seeks more information from companies following economic sanctions on Russia. March 3, 2022 6:21 pm
Lisa Braganca is doubling down on her claims of FINRA corruption using official court documents as proof. February 2, 2022 7:01 pm
FINRA rules Robinhood must pay almost $30K to investor for turning off the buy button! January 11, 2022 10:26 am
SR-FINRA-2021-030. FINRA is trying to alleviate the impact of trades by introducing delayed treasury spot trades and allowing for higher visibility of trades by giving them a special flag. Bloomberg did not like that, because it “could lead to significant information leakage”. November 23, 2021 9:13 am
FINRA Margin Debt Statistics Updated for August – $911.545B – Up $67.22B from July September 26, 2021 12:07 pmSeptember 24, 2021 5:42 pm
FINRA allows “Bad Actors” in the Securities Industry to exist because a large percentage of its revenue is derived from fines imposed on “Bad Actors” that should be kicked out of the industry. August 22, 2018 9:28 am
