SEC new proposed rule: Cracking down on Fraud, Manupulation, and Deception in regards to Security Based Swaps. This is the strongest language I’ve seen from an SEC’s proposed rule.

by

by laflammaster

https://www.sec.gov/rules/proposed/2021/34-93784.pdf

Caption: Record Keeping

https://www.sec.gov/rules/proposed/2021/34-93784.pdf

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