The Commission “will retain the authority to inspect, examine, and supervise those SBS Entities’ compliance and take enforcement action as appropriate.”
https://www.sec.gov/rules/other/2021/34-93412.pdf
h/t laflammaster
The Commission “will retain the authority to inspect, examine, and supervise those SBS Entities’ compliance and take enforcement action as appropriate.”
https://www.sec.gov/rules/other/2021/34-93412.pdf
h/t laflammaster