The Commission “will retain the authority to inspect, examine, and supervise those SBS Entities’ compliance and take enforcement action as appropriate.”
www.sec.gov/rules/other/2021/34-93412.pdf
h/t laflammaster
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The Commission “will retain the authority to inspect, examine, and supervise those SBS Entities’ compliance and take enforcement action as appropriate.”
www.sec.gov/rules/other/2021/34-93412.pdf
h/t laflammaster