Significant Activist Hedge Fund Activity (Last 7 Days)

by badpauly

These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).

There is always a lot of interest in insider trades, but what a lot of people probably don’t realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.

DateFormCompanyInvestorSharesOwnershipChange
09‑2113DJT / Jianpu Technology Inc.Sailing Capital Overseas Investments Fund, Lp32,786,22910.3%
09‑2113DTSIFX / Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.Bicknell Family Holding Co Llc3,503,00276.2%
09‑2113DMZOR / Mazor Robotics Ltd.Medtronic plc4,208,79015.2%-5.00
09‑2013DGCP / GCP Applied Technologies Inc.GAMCO INVESTORS, INC. ET AL3,166,2994.39%
09‑2013DBCAC / Bison Capital Acquisition CorpXynomic Pharmaceuticals, Inc.1,911,25023.95%
09‑1913DKLXE / KLX Energy Services Holdings, Inc.Khoury Amin J1,165,1875.3%
09‑1813DPMBC / Pacific Mercantile BancorpPatriot Financial Partners Iii, L.p.2,169,2089.9%
09‑1813DTRVG / Trivago NVPAR INVESTMENT PARTNERS LP13,105,00034.5%83.51
09‑1813DEMPR / Empire Petroleum Corp.Puckett Land Co6,042,38233.16%
09‑1813DAMC / AMC Entertainment Holdings, Inc.Wanda America Entertainment, Inc.51,769,78450.0%
09‑1713DUSMN / U.S. Rare Earth Minerals, Inc.Afcc, Llc70,500,00067.0%
09‑1713DCXRX / Concordia Healthcare CorporationSolus Alternative Asset Management LP8,430,07317.2%
09‑1713DCXRX / Concordia Healthcare CorporationBlackstone Holdings II L.P.17,426,81035.7%
09‑1713DEGL / Engility Holdings, Inc.Science Applications International Corp17,920,89248.48%
09‑1713DADAP / Adaptimmune Therapeutics plcNew Enterprise Associates 14, L.P.98,921,86815.7%21.71
09‑1713DGBR / New Concept Energy, Inc.Mintbroker International, Ltd.00.0%

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.

DateFormCompanyInvestorSharesOwnershipChange
09‑2413D/AUSMN / U.S. Rare Earth Minerals, Inc.Afcc, Llc2,350,0002.76%-95.88
09‑2413D/AAPRN / Blue Apron Holdings IncSalzberg Barry27,992,22531.0%16.54
09‑2413D/ACBPO / China Biologic Products, Inc.Pw Medtech Group Ltd6,321,00016.08%8.65
09‑2213D/ATLYS / Tilly’s, Inc.SHAKED HEZY7,944,10827.0%-39.19
09‑2113D/AIPCI / Intellipharmaceutics International Inc.ODIDI HOLDINGS INC.1,099,38522.55%-31.87
09‑2113D/AHLNE / Hamilton Lane INCHamilton Lane Inc29,790,09356.7%-8.55
09‑2013D/AAIZ / Assurant, Inc.Tpg Advisors Vi-aiv, Inc.7,869,23012.6%-11.27
09‑2013D/AGCP / GCP Applied Technologies Inc.40 North Management LLC8,819,91312.2%8.93
09‑2013D/AMD / Mednax, Inc.Elliott Associates, L.P.1,098,8791.2%-14.29
09‑2013D/AREPR / Repro Med Systems, Inc.Horton Capital Partners, LLC8,616,71621.98%14.24
09‑2013D/ACQH / Cheniere Energy Partners LP Holdings, LLCCHENIERE ENERGY INC01.0%-98.91
09‑2013D/ABFFTF / Biofrontera AGDeutsche Balaton Aktiengesellschaft9,021,41720.3%27.67
09‑2013D/APMX / PIMCO Municipal Income Fund IIIWELLS FARGO & COMPANY/MN3435.25%-63.29
09‑2013D/APNI / PIMCO New York Municipal Income Fund IIWELLS FARGO & COMPANY/MN2108.3%-31.18
09‑2013D/APCK / PIMCO California Municipal Income Fund IIWELLS FARGO & COMPANY/MN3436.25%-68.06
09‑2013D/APMF / PIMCO Municipal Income FundWELLS FARGO & COMPANY/MN2333.38%-60.24
09‑2013D/APML / PIMCO Municipal Income Fund IIWELLS FARGO & COMPANY/MN6875.44%-62.38
09‑2013D/APCQ / PIMCO California Municipal Income FundWELLS FARGO & COMPANY/MN2935.72%-68.17
09‑2013D/APZC / PIMCO California Municipal Income Fund IIIWELLS FARGO & COMPANY/MN2716.47%-66.65
09‑2013D/APAYM / PayMeOn, Inc.Edward A. Cespedes Revocable Trust Dated August 22, 200712,497,3929.58%
09‑1913D/ADGSE / DGSE Companies, Inc.Eduro Holdings, Llc6,365,46023.6%
09‑1913D/ANXEO / Nexeo Solutions, Inc.Legion Partners Asset Management, LLC4,370,5504.69%-6.94
09‑1913D/AAFMD / Affimed N.V.SGR Sagittarius Holding AG7,436,08411.9%-16.78
09‑1913D/ABLBD / Blue Bird CorporationASP BB Holdings LLC12,000,00044.38%-17.40
09‑1813D/AJMBA / Jamba, Inc.INDUS CAPITAL PARTNERS, LLC00.0%-100.00
09‑1813D/ACCXI / ChemoCentryx, Inc.GLAXOSMITHKLINE PLC7,343,49214.6%-5.19
09‑1813D/AFND / Floor & Decor Holdings, Inc.Ares Corporate Opportunities Fund Iii Lp38,739,99039.8%-23.46
09‑1813D/AFND / Floor & Decor Holdings, Inc.FS Capital Partners VI, LLC38,739,99039.8%-23.46
09‑1813D/AMCS / Marcus Corporation (THE)GAMCO INVESTORS, INC. ET AL987,9004.97%-14.01
09‑1813D/AMPB / Mid Penn Bancorp, Inc.Lawrence Keister & Co1,043,11112.3%-26.79
09‑1813D/AVTL / Vital Therapies, Inc.Satter Muneer A215,4420.51%-98.12
09‑1713D/ACVNA / Carvana Co.Ddfs Partnership Lp3,046,5357.7%-25.24
09‑1713D/AHGR / Hanger, Inc.KKR Fund Holdings L.P.2,548,1976.9%-23.33
09‑1713D/ALBRT / Liberty Oilfield Services Inc.Riverstone/carlyle Energy Partners Iv, L.p.48,550,08542.0%
09‑1713D/ACISN / Cision Ltd.Canyon Holdings (cayman), L.p.57,147,22143.06%-14.97
09‑1713D/ARDGL / Vivos IncYee Kwan Hon5,116,2601.4%-77.78
09‑1713D/ATRN / Trinity Industries, Inc.VA Partners I, LLC21,407,89114.5%5.07
09‑1713D/AWEAT / Teucrium Wheat FundCounsel Portfolio Services Inc.360,4453.65%-27.33
09‑1713D/ACAMT / Camtek Ltd.PCB LTD15,277,69542.24%-6.13

Source: Fintel.io/activists

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