SEC starting to look into international swaps – this time with Spain, it seems.

The Commission “will retain the authority to inspect, examine, and supervise those SBS Entities’ compliance and take enforcement action as appropriate.”

https://www.sec.gov/rules/other/2021/34-93412.pdf

 

 

h/t laflammaster

Got a news tip or correction? Let us know

If you got something out of this, please chip in to keep this site running, or subscribe to go ad-free.

2 views