SEC Alert! SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
by Dismal-Jellyfish Source: https://www.sec.gov/news/press-release/2023-19 Proposed rule (opens a pdf): https://www.sec.gov/rules/proposed/2023/34-96768.pdf The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program. The amendments would add new requirements and prohibitions to the program, which …