FINRA Alert! Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 to Enhance TRACE Reporting Obligations for U.S. Treasury Securities.

by Dismal-Jellyfish Source (pdf) Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 6730 to Enhance TRACE Reporting Obligations for U.S. Treasury SecuritiesComments due: 21 days after publication in the Federal RegisterAdditional Materials: Exhibit 2a, Exhibit 2b, Exhibit 2c, Exhibit 5 Submit Comments on …

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NSCC ALERT! PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY STRESS TESTING (MARKET RISK) FRAMEWORK AND CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2022-006)

by Dismal-Jellyfish Source (pdf) Others following suit: FICC – GOV (pdf): Submission of Rule Filing SR-FICC-2022-004 – Amendments to the Clearing Agency Liquidity Risk Management Framework, Clearing Agency Stress Testing (Market Risk) Framework and MBSD Rules FICC – MBS (pdf): Submission of Rule …

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China Property Developers: “When developers change auditors ahead of their full-year results season, it typically raises red flags regarding potential auditing issues and should lead to serious market concerns…”

A slew of Chinese real estate developers this week said they are either not able to release their financial results on time or have yet to set board meetings. Among them was troubled property developer Evergrande that hit markets last …

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